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Sr Compliance Analyst (Charlotte, NC (Hybrid) or Remote)
Location:
Charlotte, NC
Description:
Where you'll work:Our flexible, hybrid work model offers the option to work remotely or in the office. How you'll contribute:As a Senior Compliance Analyst, you'll be responsible for ensuring that Brighthouse complies with the various requirements governing our insurance and annuity businesses. In this role you will monitor business processes and perform routine audits to identify potential compliance risks. You will also help implement new policies, systems, or controls designed to reduce risk. In this role, you'll get to: :Perform quarterly testing to monitor and identify regulatory risks related to market conduct activities.:Identify and effectively communicate any test findings to various business partners, lead remediation of the issues identified, and document corrective action as appropriate.:Support regulatory surveys and annual filings and responses to regulatory inquiries and exams from state insurance regulators, the SEC, and FINRA.:Review new and pending legal and regulatory requirements introduced by applicable regulators, including state insurance departments, state securities divisions, FINRA, and the SEC to determine applicability to the Company.:Work with relevant departments to understand the implementation efforts for compliance with new and pending laws and documenting those accordingly using the Company's risk management tool, OpenPages.:Provide monthly operational metrics for regulatory exams and filings that will be shared with senior management.:Perform other duties to assist Compliance leadership as assigned or required. We're looking for people who have: :A bachelor's degree (preferred):3+ years of relevant experience in the financial services industry:Experience interpreting laws and regulations a plus:Knowledge of the regulatory requirements related to the insurance and securities industries:Intellectual curiosity, flexibility, and adaptability in relations with superiors and peers:Strong negotiation skills and ability to be a business partner and creative thinker capable of understanding and finding appropriate solutions to business needs:Ability to work independently and as part of a larger team:Excellent verbal and written communication skills Research shows some people may not apply for a role if they don't check all the boxes of a job description. If you don't check every box listed, that's okay. We would love to hear from you. What you'll receive: :Compensation : Base salary ranging from 75,000 : 85,000 plus competitive performance:based incentives determined by company and individual results.:Flexible Work Environment : Work remotely or in the office to better thrive in all areas of life.:Paid Time Off : Recharge with a minimum of 20 days of paid time off and 16 paid company holidays per calendar year plus paid volunteer time and paid study time.:Financial Health : Work toward achieving your financial goals through our 401(k) savings plan with company match (up to 6) and annual company nondiscretionary contribution (3), 15 employee stock purchase plan discount, and financial counseling services.:Health and Wellness : Enjoy competitive medical, vision, and dental plans plus tax:free health savings accounts with potential company contributions up to 1,000 per family.:Family Support : Care for loved ones with up to 16 weeks of paid leave for new parents, back:up dependent care, dependent care flexible spending account, and up to a 25,000 lifetime maximum during your adoption, infertility, or surrogacy journey.:Life and Disability Support : Gain access to company:paid basic life insurance and short:term disability insurance. The company and your department may occasionally gather in person throughout the year to foster a culture of belonging and promote team building. We'd love for you to join us during those company:wide and department:wide events to help you strengthenconnections across the company. Wh
Industry:
Insurance
Posted:
June 22 on Tip Top Job
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More About this Listing: Sr Compliance Analyst (Charlotte, NC (Hybrid) or Remote)
Sr Compliance Analyst (Charlotte, NC (Hybrid) or Remote) is a Human Resource Analyst Job located in Charlotte NC. Find other listings like Sr Compliance Analyst (Charlotte, NC (Hybrid) or Remote) by searching Oodle for Human Resource Analyst Jobs.
Sr Compliance Analyst (Charlotte, NC (Hybrid) or Remote) is a Human Resource Analyst Job located in Charlotte NC. Find other listings like Sr Compliance Analyst (Charlotte, NC (Hybrid) or Remote) by searching Oodle for Human Resource Analyst Jobs.