BCG Attorney Search
This listing was posted on BCG Attorney Search.
Mid-Level Investment Management Regulatory Associate Attorney
Location:
Boston, MA
Description:
Practice Area: Corporate - Asset / Investment Management, Job Type: Attorney, Firm Type: Law Firm, Experience: 3 Years, A law firm in Boston, MA is seeking a Mid-Level Investment Management Regulatory Associate Attorney with 3-6 years of asset management regulatory experience. The ideal candidate will have a strong understanding of federal securities laws, particularly the Investment Advisers Act of 1940, and significant experience advising clients with global operations across diverse sectors such as private equity, private credit, institutional separate accounts, wrap/model programs, and registered funds.Job Details:Provide legal advice and regulatory guidance to clients on matters related to the Investment Advisers Act of 1940 and other federal securities laws.Counsel clients on compliance issues, regulatory filings, and disclosures.Conduct legal research and analysis on complex regulatory issues affecting investment advisers and asset managers.Draft and review legal documents, including registration statements, compliance policies, and advisory agreements.Assist clients in navigating regulatory examinations and enforcement actions.Collaborate with clients and internal teams to develop and implement compliance programs.Stay abreast of regulatory developments and industry trends impacting investment management.Duties:Advise clients on compliance matters related to the Investment Advisers Act and other federal securities laws.Conduct legal research and provide analysis on complex regulatory issues.Draft and review legal documents including compliance policies, advisory agreements, and regulatory filings.Assist with regulatory examinations and enforcement actions.Develop and implement compliance programs for clients with global operations.Requirements:Juris Doctor (J.D.) degree from an accredited law school.Admission to the Massachusetts Bar in good standing.3-6 years of experience practicing investment management regulatory law, preferably at a large law firm, in-house legal department, or regulatory agency.Deep knowledge of the Investment Advisers Act of 1940 and other relevant federal securities laws.Experience advising clients with global operations and diverse business structures in asset management, including private equity, private credit, and registered funds.Strong communication skills, both written and verbal, with the ability to communicate complex legal concepts effectively.Excellent analytical and organizational skills, with attention to detail.Ability to work independently and collaboratively within a team environment.Proactive approach to client service and a commitment to delivering high-quality legal advice.Preferred Skills:Experience with SEC examinations and regulatory enforcement matters.Familiarity with international investment management regulations.Advanced degree (LL.M.) in Securities Regulation or related field is a plus.Certifications related to investment management compliance (e.g., CFA, CSCP) are advantageous. This global firm wants to be known for his cutting edge attitude about doing law in the Millenium. Are they there yet? We're not sure that they are quite ready to live up to the hype, but we are impressed with the lawyers in this office. With impressive pedigree and a particularly good banking section, the Boston office offers a great working environment, with all of the perks of an international practice. While not being at the center of this firm's operations makes it somewhat difficult to predict partnership promotion, the firm's partners in this office make the Boston office quite livable.
Education/experience:
2 To 5 Years
Company:
BCG Attorney Search
Posted:
July 3 on BCG Attorney Search
Visit Our Partner Website
This listing was posted on another website. Click here to open: Go to BCG Attorney Search
Important Safety Tips
- Always meet the employer in person.
- Avoid sharing sensitive personal and financial information.
- Avoid employment offers that require a deposit or investment.
To learn more, visit the Safety Center or click here to report this listing.
More About this Listing: Mid-Level Investment Management Regulatory Associate Attorney
Mid-Level Investment Management Regulatory Associate Attorney is a Legal Associate Attorney Job at BCG Attorney Search located in Boston MA. Find other listings like Mid-Level Investment Management Regulatory Associate Attorney by searching Oodle for Legal Associate Attorney Jobs.
Mid-Level Investment Management Regulatory Associate Attorney is a Legal Associate Attorney Job at BCG Attorney Search located in Boston MA. Find other listings like Mid-Level Investment Management Regulatory Associate Attorney by searching Oodle for Legal Associate Attorney Jobs.